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Compliance Analyst

Company: Ascendo Resources
Location: Austin
Posted on: June 24, 2022

Job Description:

As a Compliance Analyst you will report to the Manager, RIA Compliance. You will have or obtain sound knowledge of Advisory Rules and Regulations, including a working knowledge of the Investment Advisers Act of 1940, and ERISA regulations. You will be involved with the continued development of our c

Keywords: Ascendo Resources, Austin , Compliance Analyst, Professions , Austin, Texas

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