Operations Specialist
Company: Kestra Financial
Location: Austin
Posted on: May 14, 2022
Job Description:
Job DescriptionABOUT US:Kestra Investment Management is newly
founded within Kestra Holdings which has been supporting financial
advisor's for over 20 years. Kestra Investment Management
represents a unique opportunity to help support and grow the firm's
investment offerings. We aim to provide a broad suite of investment
solutions and expertise our financial professionals can use to help
their clients.SUMMARY:The Investment Management Operations
Specialist role is within the newly founded Kestra Investment
Management division of Kestra Holdings and reports to the Chief
Compliance Officer/ Chief Operating Officer of Kestra Investment
Management. As the Operations Specialist, you will be involved with
the continued development of Kestra Investment Management's
operational processes. You will work with a small team on data
analysis and project management related to operational
processes.RESPONSIBILITIES:
- Implement new policies, procedures, controls.
- Provide data analysis to support projects and regulatory
inquiries.
- Stay informed of updates to policies that relate to our
business.
- Ensure a full understanding of managed models before release to
the field.
- Form relationships with our top firms.
- Provide customer service to advisors and their staff by
phone.
- Partner with service team members to guarantee a seamless and
effortless client experience.
- Participate in special projects according to requests or
necessitated by current events.
- Provide input for process improvement.SKILLS:
- Strong written and oral communication.
- Proficiency with Microsoft Word, Excel, Outlook, and
PowerPointEDUCATION AND EXPERIENCE:
- Undergraduate degree from a four-year accredited college or
university, or equivalent experience
- 3+ years of experience in operations.
- Experience with investment management and advisory
services.
- Program management or project management experience.
- Experience with EnvestnetCERTIFICATIONS:
- FINRA Series 65 or ability to obtain within 90 days
BENEFITSFull health, vision, dental. 401(k) plans along with a host
of voluntary plans such as car insurance, legal services and
more.DISCLOSUREBy applying to a job at Kestra Financial, Inc., you
are agreeing to the following statements:
- You acknowledge that if hired, Kestra Financial, Inc. may,
obtain and use background information concerning your credit,
character, general reputation, personal characteristics, work
habits, performance and experience for evaluation for your
potential employment.
- It is the policy of Kestra Financial to ensure equal employment
opportunity without discrimination or harassment on the basis of
race, color, religion, sex, sexual orientation, gender, identity or
expression, age, disability, marital status, citizenship, national
origin, genetic information, or any other characteristic protected
by law. Kestra Financial prohibits any such discrimination or
harassment.Powered by JazzHRIbG0GtYWcF
Keywords: Kestra Financial, Austin , Operations Specialist, Other , Austin, Texas
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