Business Risk and Controls Advisor I- Analysis and Reporting
Location: San Antonio
Posted on: September 18, 2019
Purpose of JobPositioned in the first line of defense to ensure the
overall effectiveness of risk and compliance management programs,
first line of defense risk analytics and operations in the
business. This role will partner and collaborate with Compliance
and Risk Management, as well as Business Operations, IT, Audit
Services, and Regulators to support risk and compliance based
initiatives. Responsible for ensuring adherence to the governance
of the established risk framework and ongoing supervision of
business controls including risk and control self-assessments,
identification and evaluation of control effectiveness, identifying
control failures, facilitating risk and compliance remediation,
market conduct exams, and monitoring the first line of defense in
an effort to minimize risk exposures and strengthen the overall
control environment. Leverages risk assessment data, and identifies
key data-driven insights tied to first line of defense.
We are currently seeking a talented Business Risk and Controls
Advisor I- Analysis and Reporting
for the San Antonio, Texas location.Job Requirements
- Manages the following initiatives on behalf of the business in
support of risk and/or regulatory compliance related initiatives
which may include: oversight of procedures/process, accurate
regulatory reporting and filing, document governance, risk control
self-assessments, procedure governance, control design, or new
product controls, supplier governance, or quality governance.
- Performs ongoing supervision and oversight of business controls
which may include the coordination of testing, root cause analysis,
control design, and examining key metrics to evaluate the
effectiveness of established business controls.
- Serves as a Subject Matter Expert in one key area, as
Performs line of defense data analysis, report preparation and
trend analysis, utilizing business intelligence tools.
- Identifies opportunities to improve and strengthen the control
- Provides guidance in the execution of Risk Control
Self-Assessments (RCSA?s), translates control deficiencies into
action plans and provides recommendations to enhance governance
practices in alignment with risk and compliance frameworks.
- Partners with process owners to identify control failures, and
assesses the impact.
- Makes recommendations to drive improvement efforts and
facilitates effective and timely risk remediation through action
- Advises senior management on the status of their control
environment related to risk identification and control weaknesses
and escalates issues and findings to appropriate stakeholders.
- Maintains processes, procedures, and tools for managing
exception alerts as they occur, including monitoring and management
of resulting exception cases.
- Ensures adherence and compliance with regulations and controls
by examining and proper documentation.
- Serves as a resource to less experienced team members and
advises on risk mitigation opportunities and stays informed of
changes to the regulatory environment to ensure proper compliance
with processes and requirements are followed.Minimum Requirements:
- Bachelor's Degree or 4 additional years of related experience
beyond the minimum required may be substituted in lieu of a
- 4 or more years operations experience in a relevant functional
area to include financial services, insurance, banking, investment,
information technology, public accounting or other related
operational area that supports risk/compliance initiatives within
- Proficient knowledge of relevant regulatory compliance,
industry regulations and regulatory data sources.*Qualifications
may warrant placement in a different job level*When you apply for
this position, you will be required to answer some initial
questions. - This will take approximately 5 minutes. - Once you
begin the questions you will not be able to finish them at a later
time and you will not able to change your responses.Preferred
- 1+ years' experience with risk management and/or
- 1+ years' experience with previous analyst experience.
- Ability to influence all levels of leadership.TThe above
description reflects the details considered necessary to describe
the principal functions of the job and should not be construed as a
detailed description of all the work requirements that may be
performed in the job.At USAA our employees enjoy one of the best
benefits package in the business, including a flexible business
casual or casual dress environment, comprehensive medical, dental
and vision plans, along with wellness and wealth building programs.
- Additionally, our career path planning and continuing education
will assist you with your professional goals.USAA also offers a
variety of on-site services and conveniences to help you manage
your work and personal life, including seven cafeterias, two
company stores and three fitness centers.Relocation assistance is
not available for this position.For Internal Candidates:Must
complete 12 months in current position (from date of hire or date
of placement), or must have manager's approval prior to
posting.Last day for internal candidates to apply to the opening is
08/11/19 by 11:59 pm CST time.
Keywords: USAA, Austin , Business Risk and Controls Advisor I- Analysis and Reporting, Advertising , San Antonio, Texas
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