J.P. Morgan Wealth Management - Vice President - Supervisory Manager - San Antonio
Company: JPMorganChase
Location: San Antonio
Posted on: April 1, 2026
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Job Description:
Description J.P. Morgan Wealth Management provides individuals,
advisors and institutions with strategies and expertise that span
the full spectrum of asset classes through our global network of
investment professionals while utilizing the latest technology and
resources of the entire firm. Our Wealth Management teams develop
deep, personal relationships with clients to provide goals-based
financial planning advice and to deliver sophisticated products and
solutions to meet their generational wealth management needs. As a
Supervisory Manager in Chase Wealth Management, you will exhibit
leadership and operational expertise when performing designated
supervisory duties to oversee a territory of Financial Advisors.
You will be responsible for managing complex, high risk escalations
from end-to-end and outreach to executive level stakeholders. Job
Responsibilities: Monitor and analyze the progress of active
account and book reviews, as well as staff productivity. Identify
opportunities to address issues, risks, and exposures, and engage
senior leadership to take action on identified issues. Ensure the
team fully understands their responsibilities to perform
high-quality work and adapt to the changing regulatory environment.
Comprehend system logic used in conducting risk-based reviews and
further develop and refine rules based on prior findings. Review,
draft, or update desktop procedures as needed, and effectively
communicate changes to team members. Develop subject matter
expertise in securities rules and regulations through knowledge
acquisition, research, and training. Implement account reviews to
monitor the ongoing suitability of investments and activities in
client accounts. Conduct Advisor book reviews to identify trends or
patterns requiring further review that may impact multiple
customers. Identify and escalate potential issues to appropriate
parties for further action. Collaborate with the Sales Practice
Review team to escalate potential issues to the Disciplinary Action
Forum. Supervise the development and mentoring of staff at varying
levels of expertise; assess staff performance; prepare and deliver
performance evaluations; and participate in recruiting,
interviewing, retaining, and recommending pay actions for staff.
Required Qualifications, Capabilities, and Skills: Minimum of 5
years of experience in a principal capacity and 2 years of
experience within the securities investment industry supervision,
compliance, or risk capacity, in retail investments. Proficient
knowledge of regulations, BI requirements, fiduciary oversight, and
financial planning strategies. Eagerness to engage directly with
clients and advisors. Must hold FINRA Series 7 and one or more of
the following licenses: FINRA Series 66 (63/65), 9/10 (4,24,53).
appropriate State Life & Health Insurance license. Additional
licensing requirements must be met within 120 days of hire.
Competent knowledge of relevant securities rules, regulations,
guidelines, securities products, and industry practices. Strong
critical thinking, analytical research, and quantitative skills
with the ability to provide clear, concise, and timely resolution
to issues. Excellent written and verbal communication skills,
including the ability to communicate with all levels of management.
Exceptional time management, risk analysis, proven judgment,
problem-resolution and decision-making skills. Ability to
understand new investment products, Advisor/Banker compensation
plans, and firm-wide policies and procedures to conduct reviews.
Ability to build relationships across business functions to obtain
necessary information for conducting reviews. Ability to travel, as
needed. Preferred Qualifications, Capabilities, and Skills:
Bachelor’s Degree preferred. Experience as a Supervisory or
Compliance professional preferred. Advanced knowledge of FINRA,
MSRB, and SEC rules and regulations. Experience working alongside
Advisors preferred. Bilingual Spanish
Keywords: JPMorganChase, Austin , J.P. Morgan Wealth Management - Vice President - Supervisory Manager - San Antonio, Accounting, Auditing , San Antonio, Texas
